Notification of Major Holdings
1. Details of issuer
Name: |
SURTECO GROUP SE |
Street: |
Johan-Viktor-Bausch-Str. 2 |
Postal code: |
86647 |
City: |
Buttenwiesen Germany |
Legal Entity Identifier (LEI): |
52990096XE56IELO5P09 |
2. Reason for notification
|
Acquisition/disposal of shares with voting rights |
|
Acquisition/disposal of instruments |
|
Change of breakdown of voting rights |
X |
Other reason: acting in concert |
3. Details of person subject to the notification obligation
Natural person (first name, surname): Jens-Gabriel Kohl Date of birth: 14 Nov 1994 |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
PKG Schürfeld GmbH Th. Bausch GmbH & Co. Vermögensanlage KG Christa Linnemann Claus Linnemann Christian Schlautmann Katrin Schlautmann
|
5. Date on which threshold was crossed or reached:
6. Total positions
|
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
New |
56.87 % |
0.00 % |
56.87 % |
15505731 |
Previous notification |
27.79 % |
0.00 % |
27.79 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN |
Absolute |
In % |
|
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
DE0005176903 |
82047 |
8736263 |
0.53 % |
56.34 % |
Total |
8818310 |
56.87 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
|
|
|
0 |
0.00 % |
|
|
Total |
0 |
0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
|
|
|
|
0 |
0.00 % |
|
|
|
Total |
0 |
0.00 % |
8. Information in relation to the person subject to the notification obligation
X |
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
|
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
|
|
|
|
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights |
Proportion of instruments |
Total of both |
% |
% |
% |
10. Other explanatory remarks:
Entry into force of the pool agreement in accordance with Section 6.4.2 of the offer document for the takeover offer PKG Schürfeld GmbH for shareholders of Surteco Group SE dated April 9, 2021. Result of the total number: 8,762,068 (according to Section 6.4.2 of the offer document, originally pool-linked Surteco shares) + 49,000 (from inheritance H.C. Ahrenkiel) + 7,242 (from the takeover offer) = 8,818,310 |
Date